Disclosures
The fine print, in plain language.
Our regulatory documents, how we handle your information, and what you should know about the content on this site.
disclosure documents
Click each title to view.
Form ADV Part 2A & B
Our firm brochure (services, fees, and conflicts of interest) and background on the people who advise you.)
Table of Fees for Services
A summary of our fees, as required in Massachusetts (PDF).
Privacy Notice
How we collect, use, and protect your information (PDF).
Registration
WellFin360, LLC is a registered investment adviser in the Commonwealth of Massachusetts. We offer advisory services in Massachusetts and in other jurisdictions where we are registered or exempt from registration. Registration does not mean any regulator has approved or endorsed WellFin360 or the content of this website.
You can look up our firm and advisors, including our Form ADV, on the SEC’s Investment Adviser Public Disclosure website. Information about WellFin360 and its representatives, including any disciplinary history, is also available from the Massachusetts Securities Division.
About this website
Content on this website is for general information only. It is not a solicitation, and it is not personalized investment, tax, legal or accounting advice. Talk with a qualified professional about your own situation before acting. Personalized advice is given only after we’ve entered into a written agreement with you.
Sample clients and examples
Sample clients on this site are hypothetical and shown for illustration only. They are not actual clients, and the figures shown are not a prediction, projection or guarantee of any result.
Case studies
The case studies on this site are hypothetical examples based on common client situations. They do not describe actual clients, and photos are illustrative. They are provided for educational purposes only, may not be representative of any client’s experience, and are not a guarantee of future results or success. This site does not include client testimonials.
The WellFin Way Score and calculators
These are educational tools. Results depend entirely on the information you provide, use simplifying assumptions, and are not personalized advice or a guarantee of any outcome.
Credentials and memberships
WellFin360 is a member of XY Planning Network, the Financial Planning Association (FPA), the Fee-Only Network, the Garrett Planning Network, and the Association for Financial Counseling & Planning Education (AFCPE). Memberships and professional designations reflect affiliation or training; they are not an endorsement by those organizations and not a guarantee of results.
Third-party links
Links to other websites, including client portals and third-party calculators, are provided for convenience. We don’t control those sites, and their terms and privacy policies apply once you leave ours.
Privacy Notice
We collect only the information we need to serve you, such as what you share on our forms or in meetings. We do not sell your personal information. For full details, read our Privacy Notice (PDF).
WellFin360, LLC [“WellFin360”] is a registered investment advisor offering advisory services in the State of Massachusetts, and in other jurisdictions where exempt. Registration does not imply a certain level of skill or training. The information on this site is not intended as tax, accounting, or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. This information should not be relied upon as the sole factor in an investment making decision.
Check the background of your financial professional on FINRA’s BrokerCheck.